MCM Release 4.3 | Online Documentation
MCM ~ Mandate Compliance Monitoring
Welcome to MCM | Online Documentation

The MCM system is a fully automated post-trade compliance monitoring client / server application that provides fund and investment managers with an integrated solution that monitors the daily compliance of their investment mandates.

The system documentation here is designed to provide a comprehensive reference manual to operate the system effectively. The documentation discusses each MCM main menu item in detail including screen images and where appropriate relevant examples.

This overview includes the following sections:

The MCM system documentation uses the following conventions.

Words highlighted in italic & green can refer to forms, form buttons and other key words. They do not link to other parts of the documentation. Links to other parts of the documentation are shown in blue.

Important information is shown this way.

Highlighted information is shown this way.

Each chapter and many sections within chapters have the Top link at the far right. Click on Top to jump back to the top of documents.

The MCM software application is the property of Blake Developments Pty Ltd and is protected by copyright. Any reproduction in whole or in part is strictly prohibited. Unauthorized reproduction or distribution of the program, or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under law.

Copyright © 1999 - 2016 Blake Developments. All rights reserved.

The following are trademarks of their respective owners.

Trademark Owner
MCM Blake Developments
IRESS
IRESS/DFS
Bridge/DFS
IRESS Market Technologies
Insight
Global Quest
State Street Custodian Services
Windows Microsoft
Copyright © 1999 - 2016 Blake Developments. All rights reserved.

The MCM system is an investment Mandate Compliance Monitoring system designed for professional fund managers. Leading Australian fund managers use MCM and it is suitable to boutique fund managers, institutional investment managers as well as manager-of-managers.

The MCM system was commissioned originally by MLC/Lend Lease Investment Management in 1999 to monitor all client mandates. Since then MCM successfully processes and monitors daily securities worth billions of dollars by providing fund managers with a cost-effective tool to do so.

MCM is a fully automated, post-trade compliance monitoring system providing an extensive range of modules for investment and fund management. The system monitors portfolios to ensure that client mandate specific portfolio guidelines and authorised investment limits are properly adhered to.

Compliance is monitored against domestic shares, domestic bonds, index-linked bonds, cash, property securities, derivatives and private equity. MCM interfaces with the IRESS Market Technology trading systems (IRESS) and features default import file settings from major custodians and futures brokers.

MCM allows to set-up entire investment mandates for up-to-date on-line access/reference. It also permits the simple allocation of guidelines and authorised investment limits to portfolios.

Portfolio data obtained from custodians and futures brokers can also include manager’s data. The day-to-day compliance monitoring process is fully automated and allows for numerous reports to be printed automatically on completion. In the event of new securities encountered or missing security information such as security codes, the system prompts for user intervention before continuing.

The MCM application and data are totally transportable across all Windows NT/2000/2003/XP/7 platforms. The system operates in client/server distributed networks, both local and wide area. The system provides extensive security-access rights to differentiate personnel or business units.

The MCM system is a Windows-based client/server application developed in Microsoft Access that consists of a client application connected to three back-end databases. To operate the MCM system a familiarity with the Windows operating environment is a prerequisite.

System Requirements

The following software and systems are required to run the MCM system.


Operating System & Hardware Requirements

  • Windows XP (SP2), Vista or Windows 7
  • A PC with a 1 GHz Intel or AMD processor
  • At least 512MB of RAM
  • At least 250MB of Hard disk space
  • Access to the Internet

Application Integration Requirements

  • Microsoft Office 2003 or later
  • Microsoft Excel installed Add-ins: Analysis ToolPak & Analysis ToolPak VBA
  • Internet Browser IE 6 or later

Database Requirements

  • Microsoft Access Run-time Database Engine (Included)
    or
  • Optional Full Microsoft Office Access

To view the available MCM support options please visit the main MCM Support page or click here.

To contact us click here.

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